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Operationalising compliance programs and conducting investigations

  • 10 May 2018
  • 12:30 PM - 2:00 PM
  • Level 22, The Center, 99 Queens Road Central, Central, Hong Kong
  • 7


Registration is closed

The Executive Committee of ACC Hong Kong invites you to the following presentation, hosted by FTI Consulting.

Food and drinks will be provided. 1 Law Society of Hong Kong CPD point will be applied for. New York and California Approved Jurisdiction policy may apply.

TOPIC:  Operationalising compliance programs and conducting investigations

  • What does a good compliance program look like?
  • The impact of different regulators on an organisation’s compliance program
  • How to get the compliance program embedded in an organisation so that it is operational rather than theoretical
  • The benefits of effective corporate internal investigations
  • Considerations and actions when an internal investigation is instigated

Peter Glanville, Senior Managing Director
Forensic & Litigation Consulting, FTI Consulting

Peter is a Chartered Accountant with over 17 years’ experience in assisting clients respond to matters including allegations of fraud, bribery & corruption and misconduct. He also assists clients in assessing internal controls and compliance programs and assists in remediating deficiencies identified. Peter regularly assesses and interrogates financial information in order to undertake detailed forensic analysis and prepares succinct reports relating to the work performed and findings. Peter has a significant amount of experience in undertaking internal investigations and helping senior management investigate and respond to allegations of employee (or supplier) fraud, bribery & corruption or misappropriation.

Recently Peter was described by Who’s Who Legal: Investigations 2018 as somebody that boasts ‘an enormous amount of experience in the field’ and is internationally regarded as one of the top names in the Asian market.

Sean Lam, Managing Director
Forensic & Litigation Consulting, FTI Consulting

Sean Lam is a Managing Director in the Forensic and Litigation Consulting segment of FTI Consulting, and he is based in Hong Kong. Sean has more than eleven years of experience in forensic accounting, fraud investigation, dispute resolution and litigation support. He has significant experience in a range of high-stakes, cross-jurisdiction projects covering fraud investigation, and investigation of white collar crime. He has significant exposure to conducting investigations into alleged accounting irregularities of a number of Hong Kong and overseas listed companies with principal business operations in Mainland China. He recently led a team of forensic investigators in identifying significant accounting fraud, in excess of US$ 35 billion, at a Chinese real estate developer. Some of his recent work also involved assisting Hong Kong and foreign based regulatory bodies conduct inquiries into affairs of several HKSE listed companies.


VENUE:  Level 22, The Center, 99 Queens Road Central, Central
DATE:  Thursday, 10 May 2018 
TIME:  12:30 for lunch, 13:00 - 14:00 for presentation
RSVP:  Please register your attendance online no later than May 4, 2018 If you register but are then unable to attend, please email events@hkcca.net and tell us so that other members on any waitlist may attend.

If you have any suggestions for topics or speakers for future ACC Hong Kong events, please let us know at events@hkcca.net.

Please note this event is exclusively for ACC HONG KONG members. If you are not an ACC HONG KONG member but you want to attend this presentation, you need to successfully apply for membership at www.hkcca.net and pay the membership fee before registering for the event. If you have any membership queries, please contact ACC HONG KONG Secretariat on events@hkcca.net or (852) 2516 7007.

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