Recent SFC enforcement trends

  • 19 Sep 2017
  • 12:30 PM - 2:00 PM
  • 11/F, The Hong Kong Club Building, 3A Chater Road, Central, Hong Kong
  • 3

Registration

The ACC Hong Kong Executive Committee invites you to the following presentation, hosted by Kennedys.


Food and drinks will be provided. 1 Law Society of Hong Kong CPD point has been applied for

TOPIC:  Recent SFC enforcement trends

This seminar will give a brief overview of SFC enforcement trends and developments, including areas such as listed companies issues, conduct of sponsors, manager in charge regime, cybersecurity and anti-money laundering.


SPEAKER: 

Kevin Yam, Partner, Kennedys

Kevin is qualified in Hong Kong and trained as an associate at a market-leading disputes and regulatory team of an international law firm from 2002 to 2006. He then became an in-house legal counsel with a big four accounting firm in Hong Kong from 2006 to 2009. He re-joined that international law firm as a senior associate in 2009 and then joined Kennedys as a partner in 2013.

Kevin’s practice covers a wide range of areas, which include financial services regulatory investigations and litigation such as assisting accounting firms in dealing with regulatory requests, investigations into the roles and conduct of listing sponsors, underwriters and bookrunners; as well as investigations and litigation relating to allegations of market misconduct, bribery and/or fraud; allegations of investment mis-selling and unauthorised investments; shareholder and contractual disputes; professional negligence claims and related disciplinary proceedings; Hong Kong and potential PRC legal issues in producing documents to Hong Kong regulators, and the reporting of suspicious transactions. 


EVENT DETAILS:
Venue:  11/F, The Hong Kong Club Building, 3A Chater Road, Central, Hong Kong 
Date:  Tues., 19 Sept. 2017 
Time:  12:30 for lunch, 13:00 - 14:00 for presentation 
RSVP: 

Please register your attendance online no later than 15 Sept. 2017. If you register but are then unable to attend, please email events@hkcca.net and tell us so that other members on any waitlist may attend. If you have any suggestions for topics or speakers for future ACC Hong Kong events, please let us know at events@hkcca.net.


If you have any suggestions for topics or speakers for future ACC Hong Kong events, please let us know at events@hkcca.net.

Please note this event is exclusively for ACC Hong Kong members. If you are not an ACC Hong Kong member but you want to attend this presentation, you need to successfully apply for membership at www.hkcca.net and pay the membership fee before registering for the event. If you have any membership queries, please contact ACC Hong Kong Secretariat on events@hkcca.net or (852) 2516 7007.

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