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To React Well, Prepare Well - Practical Tips for handling Regulatory Investigations

  • 28 Jun 2017
  • 12:30 PM - 2:00 PM
  • PWC, Rooms 2110-2111, 21/F, Edinburgh Tower, The Landmark, 15 Queen's Road Central, Hong Kong
  • 0

Registration


Registration is closed

The HKCCA’s Executive Committee invites you to the following presentation, hosted by PricewaterhouseCoopers Limited.

Food and drinks will be provided. 1 Law Society of Hong Kong CPD point has been applied for. New York and California Approved Jurisdiction policy may apply.


TOPIC: To React Well, Prepare Well - Practical Tips for handling Regulatory Investigations

Regulators in Hong Kong, including the Stock Exchange of Hong Kong, Hong Kong Institute of Certified Public Accountants and Financial Reporting Council, perform regular reviews of financial statements of listed companies in Hong Kong. These queries or comment letters always demand speedy, comprehensive and accurate responses.

Inappropriate and unprofessional replies to regulators’ enquiries may lead to further investigation which will be time and resources consuming. To the extent the responses are not considered to be adequate from the perspective of the regulators, it may even lead to a regulator concluding an entity is not compliant with accounting standards and/or other regulatory requirements, consequently arousing public censure and adversely affect the entity's reputation.

SPEAKER: Gabriel Chan, Partner, PwC

Gabriel Chan, an Assurance partner with 18 years of experience with PwC Hong Kong, will be sharing his experience handling challenging matters like these with local regulators. Based on his experience of actual client scenarios as well as questions received by PwC's clients, concerns from the eyes of the regulators and PwC's recommendations on how to address and approach an effective response to questions on these areas, Gabriel will cover some of the hot topics specifically directed at in-house counsel including impairment, adoption of new standards, business combination, etc.

EVENT DETAILS: 

Date:

Wednesday, 28 June 2017

Time:

1.00pm - 2.00pm (registration starts at 12.30pm) 

Venue:

Rooms 2110-2111, 21/F, Edinburgh Tower, The Landmark, 15 Queen's Road Central, Hong Kong

Language:

English

RSVP:

Please register your attendance online no later than Friday, 23 June 2017. If you register but are then unable to attend, please email events@hkcca.net and tell us so that other members on any waitlist may attend.


If you have any suggestions for topics or speakers for future HKCCA events, please let us know at events@hkcca.net.

Please note this event is exclusively for HKCCA members. If you are not an HKCCA member but you want to attend this presentation, you need to successfully apply for membership at www.hkcca.net and pay the membership fee before registering for the event. If you have any membership queries, please contact HKCCA Secretariat on info@hkcca.net or (852) 2516 7007.

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